NISM Series II A: Registrars and Transfer Agents (Corporate) Certification Exam

Understanding the NISM Series II A: Registrars and Transfer Agents (Corporate) Certification Exam

The NISM Series II A: Registrars and Transfer Agents (Corporate) Certification Exam is a crucial benchmark for individuals working within registrars and share transfer for corporate sectors. This exam ensures that professionals have the necessary foundational knowledge to manage and execute tasks related to securities issuance and transfer for listed companies efficiently.

Why Take the NISM Series II A: R&T Agents – Corporate Exam?

Achieving a passing score on the NISM Series II A: Registrars and Transfer Agents (Corporate) Certification Exam demonstrates a professional's comprehensive understanding of the securities market, the pivotal role and functions of Registrars and Transfer Agents, and the regulatory landscape in which they operate in India. This expertise is vital for effectively dealing with investor interactions, application processing, corporate actions management, grievance redressal, compliance with securities laws, and more.

NISM Series II A: R&T Agents (Corporate): Objectives

The exam aims to ensure candidates:

• Understand the fundamentals of securities and securities markets.
• Are familiar with the roles and functions of Registrars and Transfer Agents in the corporate securities issuance and transaction processes.
• Have a solid grasp of the regulatory framework governing Registrars and Transfer Agents in India.

Important Information

• Software Proficiency: Test centers provide workstations equipped with Microsoft Excel or OpenOffice Calc. Candidates should be proficient in these software programs for numerical computations.
• Sample Questions: The book includes sample caselets and multiple-choice questions for reference. The actual examination may have a varying level of difficulty.

To learn more and register for the NISM Series II-A: Registrars to an Issue and Share Transfer Agents – Corporate Certification Examination, please visit www.nism.ac.in.

How to Register for the NISM Series II A: R&T Agents (Corporate)

Prospective candidates can register for the NISM Series II A: Registrars and Transfer Agents (Corporate) Certification Exam by visiting the official NISM website at www.nism.ac.in. The site provides detailed instructions for registration.

Syllabus Overview and Weightages for the NISM Series II A: R&T Agents (Corporate) Certification Exam

NISM Series II A: R&T Agents (Corporate): Chapterwise Weightage

Exam Pattern and Marks for the NISM Series II A: R&T Agents (Corporate) Certification Exam

Syllbaus of the NISM Series II A: R&T Agents (Corporate) Certification Exam

Mock Test for the NISM Series II A: R&T Agents (Corporate)

Candidates are encouraged to take mock tests available on the Myonlineprep website to prepare. These mock tests simulate the exam environment and are beneficial for candidates to familiarize themselves with the question format.

Download Study Material for the NISM Series II A: R&T Agents (Corporate)

Detailed study materials that delve into each syllabus chapter are available for candidates aiming to enhance their exam preparation. These resources offer in-depth insights, aiding in a thorough understanding of the topics.

NISM Series II A: R&T Agents (Corporate): FAQs

Q1: What is the passing score for the NISM Series II-A: Registrars to an Issue and Share Transfer Agents – Corporate exam?
A1: The passing score is 50%, which means candidates need to secure at least 50 marks out of 100.

Q2: Is there negative marking in the NISM Series II-A: Registrars to an Issue and Share Transfer Agents – Corporate exam?
A2: Yes, there is a 25% deduction for each incorrect answer.

Q3: What topics are covered in the NISM Series II-A: Registrars to an Issue and Share Transfer Agents – Corporate exam?
A3: The exam covers topics related to securities basics, equity and debt securities, mutual funds, SEBI regulations, public offerings, depository services, and investor interfaces.

Q4: How long is the NISM Series II-A: Registrars to an Issue and Share Transfer Agents – Corporate exam?
A4: The exam duration is 2 hours.

Q5: What are the software tools provided at the test centers for the NISM Series II-A: Registrars to an Issue and Share Transfer Agents – Corporate exam?
A5: The test centers are equipped with Microsoft Excel or OpenOffice Calc for numerical computations. Candidates should be well-versed in using these tools.